SEC Form 4 · accession 0001181431-15-006892
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeanine Marie Jiganti
Officer — Chief Compliance Officer
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | M | 4,687 | $48.68 | A | 8,213 | D | |
| Common Stock | May 11, 2015 | F | 2,777 | $82.17 | D | 5,436 | D | |
| Common StockF1 | May 11, 2015 | S | 1,910 | $81.9692 | D | 3,526 | D | |
| Common StockF2 | May 11, 2015 | S | 571 | $81.8768 | D | 2,955 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $48.68 | May 11, 2015 | M | 4,687 | D | Jul 9, 2013 | Jul 9, 2017 | Common Stock | 4,687 | 4,688 | D |
Explanation of responses
- F1Represents the weighted average sale price of $81.9692. The range of prices for the sale of these shares was $81.945 - $81.995, rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average sale price of $81.8768. The range of prices for the sale of these shares was $81.871 - $81.882, rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The Stock Appreciation Rights were granted to the Reporting Person on 7/9/2012, pursuant to the DaVita HealthCare Partners Inc. 2011 Incentive Award Plan, as amended and restated; 25% vested on 7/9/2013 (one-year fron the grant date), and the remaining 75% vests quarterly over the remaining three years from the grant date.