SEC Form 4 · accession 0001181431-15-006205
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javier Rodriguez
Officer — CEO, Kidney Care
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | M | 43,333 | $43.35 | A | 107,597 | D | |
| Common Stock | Apr 27, 2015 | F | 22,387 | $83.91 | D | 85,210 | D | |
| Common Stock | Apr 27, 2015 | S | 20,946 | $84.57 | D | 64,264 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $43.35 | Apr 27, 2015 | M | 43,333 | D | Apr 13, 2014 | Apr 13, 2016 | Common Stock | 43,333 | 216,667 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2015.
- F2Stock Appreciation Rights, granted on 4/13/2011, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 50% each on 4/13/2014 and 4/13/2015.