SEC Form 4 · accession 0001181431-15-005130
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Diaz
Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2015 | M | 24,000 | $65.08 | D | 28,408 | D | |
| Common Stock | Mar 20, 2015 | F | 19,179 | $81.44 | D | 9,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $65.08 | Mar 20, 2015 | M | 24,000 | D | Jun 17, 2014 | Jun 17, 2018 | Common Stock | 24,000 | 0 | D |
Explanation of responses
- F1Stock Appreciation Rights, granted on 6/17/2013, pursuant to the DaVita HealthCare Partners Inc. 2011 Incentive Award Plan, which vests 100% on the one year anniversary following the Grant Date.