SEC Form 4 · accession 0001179110-17-007453
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter T Grauer
Director
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | M | 36,000 | $42.465 | A | 79,913 | D | |
| Common Stock | May 16, 2017 | F | 23,153 | $66.03 | D | 56,760 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $42.465 | May 16, 2017 | M | 36,000 | D | Jun 11, 2013 | Jun 11, 2017 | Common Stock | 36,000 | 0 | D |
Explanation of responses
- F1The Stock Appreciation Rights were granted on 6/11/2012, and vested 100% on 6/11/2013.