SEC Form 4 · accession 0001179110-17-003045
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Ackerman
Officer — Chief Financial Officer
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $68.89 | Feb 21, 2017 | A | 145,159 | A | Feb 21, 2020 | Feb 21, 2021 | Common Stock | 145,159 | 145,159 | D |
Explanation of responses
- F1The Stock Appreciation Rights were granted on 2/21/2017. 50% will vest on 2/21/2020 and the remaining 50% will vest on 2/21/2021.