SEC Form 4 · accession 0001179110-16-027623

DAVITA INC. · DVA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Compliance Officer

Period of report

Jul 11, 2016

Accepted (ET)

Jul 13, 2016 · 1:15 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000927066

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 11, 2016	M	938	$48.68	A	5,716	D
Common Stock	Jul 11, 2016	F	585	$78.07	D	5,131	D
Common Stock^F2	Jul 11, 2016	S	353	$78.5118	D	4,478	D
Common Stock^F3	Jul 11, 2016	S	938	$78.5131	D	3,840	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Rights^F4	$48.68	Jul 11, 2016	M	938	D	Jul 9, 2013	Jul 9, 2017	Common Stock	938	0	D

F1The exercise and sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2016.
F2Represents the weighted average sale price of $78.5118. The range of prices for the sale of these shares was $78.49 - $78.53, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3Represents the weighted average sale price of $78.5131. The range of prices for the sale of these shares was $78.49 - $78.52, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4The Stock Appreciation Rights were granted on 7/9/2012. 25% vested on 7/9/2013, then 6.25% vested every three months thereafter.