SEC Form 4 · accession 0001179110-16-025600
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela M Arway
Director
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2016 | M | 24,000 | $42.465 | A | 36,394 | D | |
| Common Stock | May 25, 2016 | F | 13,176 | $77.35 | D | 23,218 | D | |
| Common StockF1 | May 25, 2016 | S | 10,824 | $77.1633 | D | 12,394 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $42.465 | May 25, 2016 | M | 24,000 | D | Jun 11, 2013 | Jun 11, 2017 | Common Stock | 24,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price of $77.1633. The range of prices for the sale of these shares was $76.87-$77.50, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Stock Appreciation Rights were granted on 6/11/2012. 100% vested on 6/11/2013.