SEC Form 4 · accession 0001179110-16-025472
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James K Hilger
Officer — Interim CFO and CAO
Period of report
May 23, 2016
Accepted (ET)
May 24, 2016 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2016 | M | 12,000 | $55.34 | A | 29,147 | D | |
| Common Stock | May 23, 2016 | F | 8,584 | $77.37 | D | 20,563 | D | |
| Common StockF1 | May 23, 2016 | S | 3,416 | $76.7884 | D | 17,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $55.34 | May 23, 2016 | M | 12,000 | D | Apr 1, 2015 | Dec 18, 2017 | Common Stock | 12,000 | 38,000 | D |
Explanation of responses
- F1Represents the weighted average sale price of $76.7884. The range of prices for the sale of these shares was $76.75-$77.00, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Stock Appreciation Rights were granted on 12/18/2012. 50% vested on 4/1/2015 and the remaining 50% vested on 4/1/2016.