SEC Form 4 · accession 0001179110-16-024908
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James K Hilger
Officer — Interim CFO and CAO
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 13, 2016 | A | 1,654 | $0.00 | A | 21,130 | D | |
| Common StockF3 | May 16, 2016 | S | 3,983 | $75.5896 | D | 17,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $75.42 | May 13, 2016 | A | 6,615 | A | May 13, 2019 | May 13, 2021 | Common Stock | 6,615 | 6,615 | D |
Explanation of responses
- F1The Restricted Stock Units were granted on 5/13/2016. 50% will vest on 5/15/2019 and the remaining 50% will vest on 5/15/2020.
- F2This amount includes 330 shares acquired under Issuer's employee stock purchase plan on 12/31/2015.
- F3Represents the weighted average sale price of $75.5896. The range of prices for the sale of these shares was $75.22 - $75.87, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4The Stock Appreciation Rights were granted on 5/13/2016. 50% will vest on 5/13/2019 and the remaining 50% will vest on 5/13/2020.