SEC Form 4 · accession 0001179110-16-024335
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Kogod
Officer — Pres, HCP & CEO, DVA Int.
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 56,250 | $55.34 | A | 92,716 | D | |
| Common Stock | May 10, 2016 | F | 40,938 | $76.04 | D | 51,778 | D | |
| Common Stock | May 10, 2016 | S | 15,312 | $76.25 | D | 36,466 | D | |
| Common Stock | May 10, 2016 | M | 110,000 | $58.94 | A | 146,466 | D | |
| Common Stock | May 10, 2016 | F | 85,264 | $76.04 | D | 61,202 | D | |
| Common Stock | May 10, 2016 | S | 24,736 | $76.25 | D | 36,466 | D | |
| Common Stock | holding | — | — | — | 84,350 | I | By The 2005 Dennis Kogod and Gabrielle Cioffi-Kogod Rev Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $55.34 | May 10, 2016 | M | 56,250 | D | Apr 1, 2015 | Dec 18, 2017 | Common Stock | 56,250 | 0 | D |
| Stock Appreciation RightsF2 | $58.94 | May 10, 2016 | M | 110,000 | D | Mar 19, 2016 | Mar 19, 2018 | Common Stock | 110,000 | 110,000 | D |
Explanation of responses
- F1The Stock Appreciation Rights were granted on 12/18/2012. 50% vested on 4/1/2015 and the remaining 50% vested on 4/1/2016.
- F2The Stock Appreciation Rights were granted on 3/19/2013. 50% vested on 3/19/2016 and the remaining 50% will vest on 3/19/2017.