SEC Form 4 · accession 0001179110-16-024309
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Alyce Waters
Officer — Chief Legal Officer
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 9:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2016 | A | 7,041 | $0.00 | A | 7,041 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $75.70 | May 6, 2016 | A | 28,164 | A | May 6, 2018 | May 6, 2021 | Common Stock | 28,164 | 28,164 | D |
Explanation of responses
- F1The Restricted Stock Units were granted on 5/6/2016. 50% will vest on 5/6/2018 and the remaining 50% will vest on 5/6/2019.
- F2The Stock Appreciation Rights were granted on 5/6/2016. 50% will vest on 5/6/2018 and the remaining 50% will vest on 5/6/2019.