SEC Form 4 · accession 0001179110-16-024284
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Nehra
Director
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2016 | M | 36,000 | $41.465 | A | 36,665 | D | |
| Common Stock | May 6, 2016 | F | 19,686 | $75.83 | D | 16,979 | D | |
| Common StockF1 | May 6, 2016 | S | 16,314 | $75.5646 | D | 665 | D | |
| Common Stock | holding | — | — | — | 72,038 | I | Held by John Nehra Revocable Trust UAD 9/23/2009. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $41.465 | May 6, 2016 | M | 36,000 | D | Jun 6, 2012 | Jun 6, 2016 | Common Stock | 36,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price of $75.5646. The range of prices for the sale of these shares was $75.470 - $75.771 rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Stock Appreciation Rights were granted on 6/6/2011, and vested 100% on 6/6/2012.