SEC Form 4 · accession 0001179110-16-022106
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Kogod
Officer — Pres, HCP & CEO, DVA Int.
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 1:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2016 | M | 56,250 | $55.34 | A | 92,716 | D | |
| Common Stock | Mar 21, 2016 | F | 42,795 | $72.74 | D | 49,921 | D | |
| Common StockF1 | Mar 21, 2016 | S | 13,455 | $72.1157 | D | 36,466 | D | |
| Common Stock | holding | — | — | — | 84,350 | I | By The 2005 Dennis Kogod and Gabrielle Cioffi-Kogod Rev Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $55.34 | Mar 21, 2016 | M | 56,250 | D | Apr 1, 2015 | Dec 18, 2017 | Common Stock | 56,250 | 56,250 | D |
Explanation of responses
- F1Represents the weighted average sale price of $72.1157. The range of prices for the sale of these shares was $72.11 - $72.17, rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Stock Appreciation Rights were granted on 12/18/2012. 50% vested on 4/1/2015 and the remaining 50% will vest on 4/1/2016.