SEC Form 4 · accession 0001179110-16-020862
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael David Staffieri
Officer — Chief Operating Office, KC
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 40,000 | $41.505 | A | 56,833 | D | |
| Common Stock | Mar 2, 2016 | F | 24,340 | $68.21 | D | 32,493 | D | |
| Common StockF1 | Mar 2, 2016 | S | 15,660 | $67.9659 | D | 16,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $41.505 | Mar 2, 2016 | M | 40,000 | D | Mar 29, 2014 | Mar 29, 2016 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price of $67.9659. The range of prices for the sale of these shares was $67.845 - $68.070, rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Stock Appreciation Rights were granted on 3/29/2011, of which 50% vested on 3/29/2014 and the remaining 50% vested on 3/29/15.