SEC Form 4 · accession 0001179110-16-020129
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leanne M Zumwalt
Officer — Grp VP, Purch & Public Affairs
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2016 | M | 44,000 | $43.35 | A | 53,068 | D | |
| Common Stock | Feb 23, 2016 | F | 29,413 | $64.85 | D | 23,655 | D | |
| Common StockF2 | Feb 23, 2016 | S | 14,587 | $64.2535 | D | 9,068 | D | |
| Common Stock | holding | — | — | — | 807 | I | By Zumwalt 2000 Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $43.35 | Feb 23, 2016 | M | 44,000 | D | Apr 13, 2014 | Apr 13, 2016 | Common Stock | 44,000 | 0 | D |
Explanation of responses
- F1Includes 64 shares acquired under Issuer's employee stock purchase plan on 12/31/2015 and 94 shares acquired through Issuer's 401(k) Retirement Plan.
- F2Represents the weighted average sale price of $64.2535. The range of prices for the sale of these shares was $64.25-$64.31 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The Stock Appreciation Rights were granted on 4/13/2011; 50% vested on 4/13/2014, and the remaining 50% vested on 4/13/2015.