SEC Form 4 · accession 0001179110-16-019557
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Kogod
Officer — Pres, HCP & CEO, DVA Int.
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 2:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | M | 250,000 | $43.35 | A | 327,340 | D | |
| Common Stock | Feb 16, 2016 | F | 173,234 | $62.56 | D | 154,106 | D | |
| Common StockF1 | Feb 16, 2016 | S | 33,290 | $61.9908 | D | 120,816 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $43.35 | Feb 16, 2016 | M | 250,000 | D | Apr 13, 2014 | Apr 13, 2016 | Common Stock | 250,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price of $61.9908. The range of prices for the sale of these shares was $61.94 - $62.17, rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Stock Appreciation Rights were granted on 4/13/2011, of which 50% vested on 4/13/2014 and the remaining 50% vested on 4/13/2015.