SEC Form 4 · accession 0001179110-16-017255
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Barbara J Desoer
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2015 | A | 318 | $0.00 | A | 318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $73.19 | Dec 31, 2015 | A | 1,223 | A | Oct 7, 2016 | Dec 31, 2020 | Common Stock | 1,223 | 1,223 | D |
Explanation of responses
- F1Reflects compensation due as of the reporting person's first day of service, 10/7/2015.
- F2The Stock Appreciation Rights were granted on 12/31/2015 and will vest 100% on 10/7/2016.