SEC Form 4 · accession 0001179110-15-012374
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Anthony Davidson
Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 7,500 | $37.055 | A | 14,790 | D | |
| Common Stock | Aug 17, 2015 | F | 3,462 | $80.28 | D | 11,328 | D | |
| Common StockF1 | Aug 17, 2015 | S | 4,038 | $79.9318 | D | 7,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $37.055 | Aug 17, 2015 | M | 7,500 | D | Dec 2, 2011 | Dec 2, 2015 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price of $79.9318. The range of prices for the sale of these shares was $79.90 - $79.97, rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2The Stock Appreciation Rights were granted on 12/2/2010 and vested 25% each on 12/2/2011, 12/2/2012, 12/2/2013, and 12/2/2014.