SEC Form 4 · accession 0001179110-15-012051
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeanine Marie Jiganti
Officer — Chief Compliance Officer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | M | 938 | $48.68 | A | 5,000 | D | |
| Common Stock | Aug 10, 2015 | F | 564 | $81.02 | D | 4,436 | D | |
| Common Stock | Aug 10, 2015 | S | 374 | $81.5034 | D | 4,062 | D | |
| Common StockF2 | Aug 10, 2015 | S | 937 | $81.2421 | D | 3,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $48.68 | Aug 10, 2015 | M | 938 | D | Jul 9, 2013 | Jul 9, 2017 | Common Stock | 938 | 3,750 | D |
Explanation of responses
- F1This amount includes 212 shares acquired under Issuer's employee stock purchase plan on 12/31/2014.
- F2Represents the weighted average sale price of $81.2421. The range of prices for the sale of these shares was $81.241 - $81.243, rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The Stock Appreciation Rights were granted on 7/9/2012 and vested 25% on 7/9/2013, then 6.25% every three months thereafter.