SEC Form 4 · accession 0000927066-18-000120
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O Hearty
Officer — Chief Compliance Officer
Period of report
Jun 2, 2018
Accepted (ET)
Jun 5, 2018 · 8:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2018 | M | 373 | $0.00 | A | 1,690 | D | |
| Common Stock | Jun 2, 2018 | F | 109 | $66.91 | D | 1,581 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jun 2, 2018 | M | 373 | D | Jun 2, 2018 | Sep 2, 2020 | Common Stock | 373 | 373 | D |
Explanation of responses
- F150% vested on 6/2/2018 and the remaining 50% will vest on 6/2/2019, subject to continued service through the vesting date.