SEC Form 4 · accession 0000927066-18-000110
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leanne M Zumwalt
Officer — Grp VP, Purch & Public Affairs
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 9:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | F | 848 | $66.83 | D | 6,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | May 15, 2018 | A | 7,508 | A | May 15, 2021 | May 15, 2023 | Common Stock | 7,508 | 7,508 | D |
| Stock Appreciation RightsF2 | $66.29 | May 15, 2018 | A | 37,538 | A | May 15, 2021 | May 15, 2023 | Common Stock | 37,538 | 37,538 | D |
Explanation of responses
- F1Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 1,801 shares of common stock underlying the restricted stock units granted to the Reporting Person on 4/24/2014. The remaining 1,800 shares of common stock underlying the restricted stock units granted to the Reporting Person on 4/24/2014 will vest on 5/15/2019, subject to continued service through the vesting date.
- F250% will vest on each of 5/15/2021 and 5/15/2022, subject to continued service through each applicable vesting date.