SEC Form 4 · accession 0000927066-18-000105
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O Hearty
Officer — Chief Compliance Officer
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | M | 450 | $0.00 | A | 1,447 | D | |
| Common Stock | May 15, 2018 | F | 130 | $66.83 | D | 1,317 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | May 15, 2018 | M | 450 | D | May 15, 2018 | Jul 24, 2019 | Common Stock | 450 | 0 | D |
| Stock Appreciation RightsF1 | $66.29 | May 15, 2018 | A | 26,276 | A | May 15, 2021 | May 15, 2023 | Common Stock | 26,276 | 26,276 | D |
Explanation of responses
- F150% will vest on each of 5/15/2021 and 5/15/2022, subject to continued service through each applicable vesting date.