SEC Form 4 · accession 0000927066-18-000034
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Javier Rodriguez
Officer — Chief Executive Officer, DKC
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 9:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2018 | M | 280,000 | $58.94 | A | 377,817 | D | |
| Common Stock | Mar 16, 2018 | F | 237,628 | $69.45 | D | 140,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $58.94 | Mar 16, 2018 | M | 280,000 | D | Mar 19, 2016 | Mar 19, 2018 | Common Stock | 280,000 | 0 | D |
Explanation of responses
- F1The Stock Appreciation Rights were granted on 3/19/2013. 50% vested on 3/19/2016 and the remaining 50% vested on 3/19/2017.