SEC Form 4/A · accession 0001209191-18-058776
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Edward C Grady
Director
Period of report
May 3, 2018
Accepted (ET)
Nov 15, 2018 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2018 | A | 6,000 | $61.48 | A | 40,800 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to administrative error, the total in section 5 on Table 1 was listed incorrectly. Mr. Grady owns 34,800 in street name for a total of 40,800 shares beneficially owned.