SEC Form 4 · accession 0001209191-18-043344
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil David Brinker
Officer — EVP, COO
Period of report
Jul 17, 2018
Accepted (ET)
Jul 19, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 17, 2018 | A | 7,531 | $59.95 | A | 10,862 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Employee Restricted Stock Units granted on 7/17/18 are a one-time new hire grant and will vest in 2 equal installments beginning on the first anniversary date of the grant.
- F2Represents 10,862 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to zero shares.