SEC Form 4 · accession 0001209191-17-065265
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant H Beard
Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 8, 2017 | S | 10,000 | $71.8585 | D | 42,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan.
- F2The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $71.34 to $72.78 inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set for the in this footnote.
- F3As of the reporting date Mr. Beard holds 33,500 shares in street name.