SEC Form 4 · accession 0001209191-17-060700
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Ball
Director
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2017 | S | 4,000 | $83.51 | D | 17,000 | I | By 1998 Ball Family Trust |
| Common StockF2 | holding | — | — | — | 6,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares transferred to Ball Family Trust
- F26,000 award shares previously reported 5/8/2017 have not vested