SEC Form 4 · accession 0001209191-17-047941
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yuval Wasserman
Officer — President & CEO · Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2017 | A | 7,694 | $0.00 | A | 125,762 | D | |
| Common StockF2,F3 | Aug 3, 2017 | F | 3,229 | $68.53 | D | 122,533 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 8/3/2017 release by the Board of Directors.
- F2Payment of tax liability by withholding securities incident to vesting of performance stock units.
- F3Represents 79,639 shares of Restricted Stock Units and 42,894 Performance Stock Units.