SEC Form 4 · accession 0001209191-17-039487
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Liguori
Officer — EVP, CFO
Period of report
Jun 12, 2017
Accepted (ET)
Jun 13, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 12, 2017 | S | 3,213 | $75.90 | D | 52,978 | D | |
| Common StockF1,F3,F4 | Jun 12, 2017 | S | 1,787 | $75.88 | D | 51,191 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold in accordance with a 10b5-1 trading plan.
- F2The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.00 to $79.36. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.00 to $79.36. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Represents 48,531 shares of Restricted Stock Units and 2,660 Performance Shares.