SEC Form 4 · accession 0001209191-17-034755
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Liguori
Officer — EVP, CFO
Period of report
May 18, 2017
Accepted (ET)
May 23, 2017 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2017 | F | 13,152 | $76.19 | D | 73,191 | D | |
| Common StockF2,F3,F4 | May 23, 2017 | S | 17,000 | $76.64 | D | 56,191 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding securities incident to vesting of restricted stock.
- F2Shares sold in accordance with a 10b5-1 trading plan.
- F3The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.92 to $77.82. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Represents 50,318 shares of Restricted Stock Units and 5,873 Performance Shares.