SEC Form 4 · accession 0001209191-17-030710
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Roush
Director
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 4, 2017 | A | 6,000 | $74.29 | A | 16,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units granted on May 4, 2017 will vest 100% at the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2017 proxy.
- F2As of this filing date, Mr. Roush holds 2,500 RSU shares in street name.