SEC Form 4 · accession 0001209191-17-016592
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Liguori
Officer — EVP, CFO
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2017 | A | 10,000 | $0.00 | A | 83,406 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1One-time RSU grant vesting 100% on the one-year anniversary date of the grant.
- F2Represents 80,470 shares of Restricted Stock Units and 2,936 Performance Shares. As of the transaction date, the restricted stock units have vested as to 20,690 shares.