SEC Form 4 · accession 0001209191-16-122202
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Liguori
Officer — EVP, CFO
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2016 | F | 9,452 | $34.21 | D | 65,074 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding securities incident to vesting of restricted stock.
- F2Represents 65,074 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to 28,239 shares and Mr. Liguori holds 18,787 shares in street name.