SEC Form 4 · accession 0001209191-16-118123
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Rohrs
Director
Period of report
May 5, 2016
Accepted (ET)
May 6, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2016 | A | 8,000 | $34.55 | A | 34,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units granted on May 5, 2016 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2016 proxy.
- F2Mr. Rohrs has been granted a total of 87,000 RSUs in eleven grants: (A) 5,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008;(D) 6,000 RSUs granted on May 6, 2009 and (E) 6,000 RSUs granted on May 4, 2010. These RSUs (A-E)vest in vest annually in four equal installments beginning 1 year after grant date. (F) 8,000 RSUs granted on May 4, 2011; (G) 8,000 RSUs granted on May 2, 2012; (H) 8,000 RSUs granted on May 1, 2013; (I) 8,000 RSUs granted on May 7, 2014; (J) 8,000 RSUs granted on May 7, 2015; (K) 8,000 RSUs granted on May 5, 2016. These RSUs (F-K) vested 100% on the first anniversary of the grant date. As of this filing Mr. Rohrs holds 18,750 shares in street name.