SEC Form 4 · accession 0001209191-16-118119
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald C Foster
Director
Period of report
May 5, 2016
Accepted (ET)
May 6, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commoon StockF1,F2 | May 5, 2016 | A | 8,000 | $34.55 | A | 26,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units granted on May 5, 2016 will vest 100% at the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2016 proxy.
- F2Mr. Foster has been granted a total of 26,000 RSUs in 3 grants: (A) 10,000 granted on November 6, 2014 which vests 25% on each anniversary of the grant date until fully vested on the fourth anniversary of the grant date; (B) 8,000 RSUs granted May 7, 2015 and (C) 8,000 RSUs Granted May 5, 2016. (A)&(B)vests 100% at the first anniversary of the grant date. At the time of this filing 2,500 RSU shares are vested.