SEC Form 4 · accession 0001209191-16-095457
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yuval Wasserman
Officer — President & CEO · Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2016 | A | 30,396 | $0.00 | A | 66,389 | D | |
| Common StockF2,F3 | Feb 1, 2016 | F | 9,826 | $0.00 | D | 56,563 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These performance share awards were reported voluntarily 2/5/2015. The 2015 performance metrics were met under the LTI Plan and the shares were approved for release by the Compensation Committee 2/1/16.
- F2Payment of tax liability by withholding securities incident to vesting of restricted stock units.
- F3Represents 35,993 shares of Restricted Stock Units and 20,570 Performance Shares. As of the transaction date, the restricted stock units have vested as to 20,795 shares.