SEC Form 4 · accession 0001209191-15-044922
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Liguori
Officer — EVP, CFO
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2015 | A | 21,178 | $28.33 | A | 21,178 | D | |
| Common StockF2,F3 | May 18, 2015 | A | 42,357 | $28.33 | A | 63,535 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units granted on May 18, 2015 will vest 1/3 at the anniversary of the grant date until fully vested.
- F2The restricted stock units granted on May 18, 2015 will vest 1/2 at the anniversary of the grant date until fully vested.
- F3Mr. Liguori has been granted 63,535 shares in two grants in accordance with the offer letter to Mr. Liguori dated 4/8/2015; (A) 21,178 RSUs that vest in 3 equal installments on the anniversary of the grant date until fully vested; (B) 42,357 RSUs that vest in two equal installments on the anniversary of the grant date until fully vested. As of the reporting date, zero shares are vested.