SEC Form 4 · accession 0001209191-15-041365
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Hudgens
Director
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 9:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 7, 2015 | A | 8,000 | $24.96 | A | 45,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units granted on May 7, 2015 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2015 proxy.
- F2Mr. Hudgens has been granted a total of 55,000 RSUs in six grants (A) 15,000 RSUs granted May 4, 2010 which vest in four equal installments beginning on year from grant date (B) 8,000 RSUs granted May 4, 2011; (C) 8,000 RSUs granted May 2, 2012; (D) 8,000 RSUs granted May 1, 2013; (E) 8,000 RSUs granted May 7, 2014; (F) 8,000 RSUs granted May 7, 2015. (B-F) all vest 100% on the first anniversary of the grant date. As of this reporting date, 37,000 RSU shares are held in street name.