SEC Form 4 · accession 0001209191-15-041363
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward C Grady
Director
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 7, 2015 | A | 8,000 | $24.96 | A | 26,800 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units granted on May 7, 2015 will vest 100% on the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2015 proxy.
- F2Mr. Grady has been granted a total of 59,000 RSUs in eight grants: (A) 15,000 RSUs granted on May 7, 2008;(B) 6,000 RSUs granted on May 6, 2009; (C) 6,000 RSUs granted on May 4, 2010. These RSUs vest in 4 equal installments beginning 1 year from grant date. (D) 8,000 RSUs granted May 4, 2011; (E) 8,000 RSUs granted May 2, 2012; (F) 8,000 RSUs granted May 1, 2013; (G) 8,000 RSUs granted May 7, 2014 (H) 8,000 RSUs granted May 7, 2015. These RSUs (D-H) will vest 100% on the first anniversary of the grant date. As of this filing date,18,800 RSU shares are in street name.