SEC Form 4 · accession 0001209191-15-041359
ADVANCED ENERGY INDUSTRIES INC · AEIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald C Foster
Director
Period of report
May 7, 2014
Accepted (ET)
May 11, 2015 · 9:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commoon StockF1,F2 | May 7, 2015 | A | 8,000 | $24.96 | A | 18,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units granted on May 7, 2015 will vest 100% at the first anniversary of the grant date. This is an annual non-employee director grant as outlined in the 2015 proxy.
- F2Mr. Foster has been granted a total of 18,000 RSUs in 2 grants: (A) 10,000 granted on November 6, 2014 which vests 25% on each anniversary of the grant date until fully vested on the fourth anniversary of the grant date; (B) 8,000 RSUs granted May 7, 2015 which vests 100% at the first anniversary of the grant date. At the time of this filing zero RSU shares are vested.