SEC Form 4 · accession 0001653528-17-000032
SPARTON CORP · SPA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Lackemacher
Officer — Grp VP - Engineered Products
Period of report
Sep 18, 2017
Accepted (ET)
Sep 18, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092679
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2017 | D | 4,117 | $0.00 | D | 37,419 | D | |
| Common StockF2 | holding | — | — | — | 2,877 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the forfeiture of performance-based restricted stock granted to the reporting person pursuant to the Company's long-term incentive program.
- F2Between December 31, 2016 and March 31, 2017, the reporting person disposed of 28 shares in a non-discretionary sale from 401(k) Plan non-discrimination testing.