SEC Form 4/A · accession 0001653528-16-000023
SPARTON CORP · SPA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James M Lackemacher
Officer — Grp VP - Engineered Products
Period of report
Sep 10, 2015
Accepted (ET)
Jul 13, 2016 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092679
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2015 | F | 914 | $23.02 | D | 45,531 | D | |
| Common StockF2,F3 | holding | — | — | — | 2,929 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Column 5 amended to accurately reflect the Reporting Person's Amount of Securities Beneficially Owned Following Reported Transaction(s).
- F2Column 5 amended to accurately reflect the Reporting Person's Amount of Securities Beneficially Owned Following Reported Transaction(s) to include shares indirectly held by the reporting person's 401(k) Plan.
- F3This indirect holdings figure is as of 09/10/2015. As of the filing date of this amendment, the reporting person indirectly holds 2,905 shares in his 401(k) after the non-discretionary sale of 24 shares as a result of 401(k) Plan non-discrimination testing.