SEC Form 4/A · accession 0001653528-16-000016
SPARTON CORP · SPA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Cary B Wood
Officer — CEO & President · Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 18, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092679
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2,F3 | $0.00 | Feb 5, 2016 | D | 29,582 | A | — | Sep 11, 2024 | Common Stock | 29,582 | 9,860 | D |
Explanation of responses
- F1Column 5 amended to accurately reflect the Number of Derivative Securities Disposed of by Reporting Person.
- F2The stock option vests at a rate of 25% per year commencing on September 11, 2015, and 25% on each subsequent anniversary date until 100% vested. The option shares are exercisable as soon as they have vested.
- F3Column 7 amended to accurately reflect the Title and Amount of Securities Underlying Derivative Security.