SEC Form 4/A · accession 0001454925-16-000004
SPARTON CORP · SPA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael W Osborne
Officer — Sr. VP - Corporate Development
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092679
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $0.00 | Feb 5, 2016 | D | 3,827 | D | — | Sep 11, 2024 | Common Stock | 3,827 | 1,275 | D |
| Stock OptionF3,F4 | $0.00 | Feb 5, 2016 | D | 9,372 | D | — | Sep 10, 2025 | Common Stock | 9,372 | 0 | D |
Explanation of responses
- F1Amended to show proper number of stock options and proper vesting period.
- F2The stock option vests at a rate of 25% per year commencing on September 11, 2015, and 25% on each subsequent anniversary date until 100% vested. The option shares are exercisable as soon as they have vested.
- F3Amended to show proper number of stock options and proper vesting period.
- F4The stock option vests at a rate of 25% per year commencing on September 10, 2016, and 25% on each subsequent anniversary date until 100% vested. The option shares are exercisable as soon as they have vested.
Remarks
Reporting person's employment terminated 02/05/2016.