SEC Form 4 · accession 0000897101-15-001422
CANTERBURY PARK HOLDING CORP · CPHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R Cruzen
Director
Period of report
Oct 16, 2015
Accepted (ET)
Oct 20, 2015 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2015 | S | 400 | $10.52 | D | 15,800 | D | |
| Common Stock | Oct 16, 2015 | S | 1,400 | $10.50 | D | 14,400 | D | |
| Common Stock | Oct 16, 2015 | S | 300 | $10.54 | D | 14,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Board of Director Incentive Stock OptoinF1 | $6.66 | Oct 16, 2015 | M | 2,100 | D | Feb 2, 2009 | Feb 2, 2019 | Common Stock | 2,100 | 15,900 | D |
Explanation of responses
- F1Not applicable to stock option grants.