SEC Form 4 · accession 0000897101-15-000794
CANTERBURY PARK HOLDING CORP · CPHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Hansen
Officer — Vice President & CFO
Period of report
May 29, 2015
Accepted (ET)
Jun 3, 2015 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2015 | M | 500 | $6.00 | A | 14,609 | D | |
| Common StockF1 | May 29, 2015 | F | 294 | $10.21 | D | 14,315 | D | |
| Common Stock | May 29, 2015 | S | 206 | $10.21 | D | 14,109 | D | |
| Common StockF1 | May 29, 2015 | M | 500 | $6.00 | A | 14,609 | D | |
| Common StockF1 | May 29, 2015 | F | 294 | $10.22 | D | 14,315 | D | |
| Common Stock | May 29, 2015 | S | 206 | $10.22 | D | 14,109 | D | |
| Common StockF1 | Jun 1, 2015 | M | 500 | $6.00 | A | 14,609 | D | |
| Common StockF1 | Jun 1, 2015 | F | 291 | $10.32 | D | 14,315 | D | |
| Common Stock | Jun 1, 2015 | S | 209 | $10.32 | D | 14,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Incentive Stock OptionF2 | $6.00 | May 29, 2015 | M | 500 | D | Apr 23, 2009 | Apr 23, 2019 | Common Stock | 500 | 23,500 | D |
| Employee Incentive Stock OptionF2 | $6.00 | May 29, 2015 | M | 500 | D | Apr 23, 2009 | Apr 23, 2019 | Common Stock | 500 | 23,000 | D |
| Employee Incentive Stock OptionF2 | $6.00 | Jun 1, 2015 | M | 500 | D | Apr 23, 2009 | Apr 23, 2019 | Common Stock | 500 | 22,500 | D |
Explanation of responses
- F1Mr. Hansen exercised options covering 1,500 shares at an exercise price of $6.00/share by delivering 879 shares to the Company.
- F2Not applicable to employee stock option grants.