SEC Form 4 · accession 0001637904-18-000002
Aspira Women's Health Inc. · AWHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Ferrara
Officer — Chief Operating Officer
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926617
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.89 | Apr 13, 2018 | A | 15,000 | A | — | Nov 8, 2026 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1An option to purchase 60,000 shares of common stock was granted to the reporting person on 11/8/16, subject to the satisfaction of certain performance conditions. On 4/13/18, a portion of the performance conditions were deemed to have been met, resulting in 15,000 shares earned. The remaining option to purchase 45,000 shares was canceled. Half of the achieved portion of the option grant is immediately exercisable and the remaining 50% will vest on 12/31/18.