SEC Form 4 · accession 0001637904-16-000007
Aspira Women's Health Inc. · AWHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Ferrara
Officer — Chief Operating Officer
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926617
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.91 | Nov 2, 2016 | A | 50,000 | A | — | Nov 2, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option vests in four equal annual installments beginning on November 1, 2017.