SEC Form 4 · accession 0001637904-15-000002
Aspira Women's Health Inc. · AWHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Ferrara
Officer — Chief Information Officer
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926617
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $1.74 | Jun 18, 2015 | A | 150,000 | A | — | Apr 1, 2025 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1The option was approved by the Issuer's board of directors on March 26, 2015, subject to stockholder approval of an amendment to the stock incentive plan under which the option was granted. The Issuer's stockholders approved the amendment to the stock incentive plan on June 18, 2015.
- F225% of the option will vest on April 1, 2016, and the balance of the option will vest in 36 equal installments monthly thereafter.