SEC Form 4 · accession 0001162956-15-000001
Aspira Women's Health Inc. · AWHL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Lafrance
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000926617
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.90 | Dec 31, 2014 | D | 261,375 | D | — | Apr 23, 2024 | Common Stock | 261,375 | 87,125 | D |
Explanation of responses
- F1In connection with Mr. LaFrance's resignation from the position of President and Chief Executive Officer effective December 31, 2014, the stock options that were granted to Mr. LaFrance on April 23, 2014 became vested and exercisable as of December 31, 2014 to the same extent that such options would have become vested and exercisable if Mr. LaFrance had remained in continuous employment through April 23, 2015. The remaining options were forfeited.